股市词汇
来自：香港交易所，在此表示感谢。
http://www.hkex.com.hk/
一级市场 <haha> primary market
一致行动 <haha> acting in concert
一般性授权 <haha> general mandate
一般谘询及支援工作小组 <haha> General Advisory and Support Working Team
一般豁免 <haha> general waiver; blanket waiver
一般权证 <haha> plain vanilla warrant
一线多机 <haha> multiple-workstations
一篮子指数买卖盘 <haha> index basket order
一篮子货币 <haha> basket of currencies; currency basket
一篮子备兑证 <haha> basket warrant
一篮子权证 <haha> basket warrant
九龙证券交易所 <haha> The Kowloon Stock Exchange
二手市场 <haha> used market
二级市场 <haha> secondary market; after market / aftermarket
「二项式」期权定价模式 <haha> binomial option pricing model
「二态」期权模式 <haha> "two-state" option valuation model
二线股 <haha> second liner; second line stock
二类股票(台湾) <haha> TIGER Board(Taiwan)
人均国内生产总值 <haha> per capita gross domestic product
人均国民生产总值 <haha> per capita gross national product
入市指令 <haha> order instruction
入市价 <haha> entry price
《十载挑战与发展》(刊物) <haha> A Decade of Challenge & Development(publication)
划
三角债 <haha> triangular debt
三个月拆息利率期货 <haha> Serial Month Hibor Futures
三线股 <haha> third liner
上下限协议 <haha> ceiling-floor agreement
上市 <haha> listing; flotation
上市(复核)委员会 <haha> Listing (Review) Committee
上市上诉委员会 <haha> Listing Appeals Committee
《上市公司董事指引》 <haha> Guide for Directors of Listed Companies
《上市公司董事进行证券交易的标准守则》 <haha> Model Code for Securities Transactions by Directors of Listed Issuers
上市公司资料库 <haha> Primary Market Database
上市事宜谅解备忘录补篇(附件一) <haha> First Supplement to the Addendum to Memorandum of Understanding Governing Listing Matters
上市事宜谅解备忘录补篇(重订版) <haha> Amended and Restated Addendum to Memorandum of Understanding Governing Listing Matters
上市协议 <haha> Listing Agreement
上市委员会 <haha> Listing Committee
上市法团 <haha> listed corporation
上市后的收购活动 <haha> post-listing acquisition
上市规则 <haha> listing rules
上市开放式基金 <haha> listed open-end fund (LOF)
上市发行人 <haha> listed issuer
上市证券 <haha> listed securities
上市证券变动之月报 <haha> Monthly Return on Movement of Listed Securities
上海市期货同业公会 <haha> Shanghai Municipal Futures Industry Association
上海联合产权交易所 <haha> Shanghai United Assets and Equity Exchange
上海证券中央登记结算公司 <haha> Shanghai Securities Central Clearing and Registration Corporation
上海证券交易所 <haha> Shanghai Stock Exchange
上诉委员会(证监会) <haha> Appeals Panel(SFC)
下一交收日到期/逾期数额报告(中央结算系统) <haha> Next Settlement Day Due / Overdue Position Report(CCASS)
下载 <haha> download
口头竞价 / 口头唱价*(= 公开喊价) <haha> auction(= open outcry)
大手交易 <haha> block trade
大手交易机制；大手交易设施 <haha> Block Trade Facility; Block Trading Facility (BTF)
大利市 <haha> Teletext
大利市版页 <haha> Teletext page
大利市资讯服务 <haha> Teletext Information Service
大利市网络供应商费用 <haha> Teletext carrier charge
大利市影像广播服务 <haha> Teletext video broadcast service
大批登记服务 <haha> bulk registration service
大宗交易* <haha> block trade
大股东 <haha> substantial shareholder; major shareholder
大型股 <haha> large cap stock
大量户口转移指示 <haha> Mass Account Transfer Instruction (Mass ATI)
大量开盘 <haha> mass quote
大额未平仓合约 <haha> large open position
大额股票(中央结算系统) <haha> jumbo certificate(CCASS)
大额持仓汇报协议 <haha> Large Exposure Report Agreement
大额买卖盘 <haha> block order
小型恒生指数期货合约 <haha> Mini-HSI Futures
小型恒生指数期权合约 <haha> Mini-HSI Options
已交收数额报告(中央结算系统) <haha> Settled Position Report(CCASS)
已停业公司 <haha> dormant company
已终止经营之业务 <haha> discontinued operations
已发行股份/股本/股票 <haha> issued shares; outstanding stock
「已划分的买卖」制度(中央结算系统) <haha> isolated trades system(CCASS)
「不公平损害」补救 <haha> "unfair prejudice" remedy
不公平竞争 <haha> uneven playing field(cf level playing field)
不可抗力 <haha> force majeure
不定额供款 <haha> variable contribution
不活跃公司 <haha> dormant company
不派息欧式认沽期权 <haha> non-dividend paying European put option
不派息欧式认购期权 <haha> non-dividend paying European call option
不限量发行 <haha> tap issue
不记名式国库券(中国内地) <haha> Bearer Treasury(Mainland China)
不记名证券 <haha> bearer securities
不停电电源装置；不间断电源装置 <haha> uninterrupted power supply (ups)
不动盘 <haha> inactive order
不当行为 <haha> misconduct
中小企业板块(深圳证券交易所) <haha> SME Board(Shenzhen Stock Exchange)
中介人财务规管制度工作小组 <haha> Working Group on Review of Financial Regulatory Framework fro Intermediaries
中介控股公司 <haha> intermediate holding company
中介现象 <haha> intermediation
中介机构/团体 <haha> intermediary
中午资料传送服务 <haha> Mid-day Data File Transfer Service
中文资讯系统 <haha> Chinese News System
中外合资企业 <haha> Sino-foreign equity joint venture
中央代理人 <haha> central nominee
中央交易纪录 <haha> central transaction log
中央存管处 <haha> central depository
中央股份借贷系统 <haha> centralised borrowing and lending system
中央国债登记结算有限责任公司 (中央国债登记结算公司) <haha> China Government Securities Depository Trust & Clearing Co. Ltd. (CDC)
中央控制工作站 <haha> controller workstation
中央结算及交收系统 (中央结算系统) <haha> Central Clearing and Settlement System (CCASS)
《中央结算系统一般规则》 <haha> General Rules of CCASS
中央结算系统互联网系统 <haha> CCASS Internet System
中央结算系统保证基金 <haha> CCASS Guarantee Fund
中央结算系统强制证券借贷服务 <haha> Compulsory Stock Borrowing and Lending Service in CCASS
中央结算系统参与者及指定银行名录 <haha> CCASS Participant & Designated Bank List
中央结算系统参与者保荐户口 <haha> CCASS Participant Sponsored Account
中央结算系统登记册 <haha> CCASS Register
《中央结算系统运作程序规则》 <haha> CCASS Operational Procedures
中央结算系统证券存管处 <haha> CCASS Depository
中央结算对手 <haha> central counterparty (CCP)
中央买卖盘纪录 <haha> central order book
中央证券交收系统(欧洲) <haha> Centrale de Livraison de Valeurs Mobilieres (CEDEL)(Europe)
中央证券存管处国际会议 <haha> Conference of Central Securities Depositories (CCSD)
中位价期权 <haha> middle-priced option
中型股 <haha> mid-cap stock
中国人民银行 <haha> People's Bank of China (PBOC)
中国内地发行人 <haha> PRC issuer
《中国公司在香港上市指南》(刊物) <haha> Listing Chinese Companies in Hong Kong(publication)
中国存托凭证* <haha> China depository receipt (CDR)
中国投资发展促进会 <haha> China Association for the Promotion of Investment (CAPI)
中国保险监督管理委员会（中国保监会） <haha> China Insurance Regulatory Commission (CIRC)
中国国际经济贸易仲裁委员会 <haha> China International Economic and Trade Arbitration Commission
中国注册会计师协会 <haha> Chinese Institute of Certified Public Accountants (CICPA)
中国会计学会 <haha> Accounting Society of China (ASC)
中国证券市场网页 <haha> China Stock Markets Web
中国预托证券 <haha> China depository receipt (CDR)
中国银行业监督管理委员会（中国银监会） <haha> China Banking Regulatory Commission (CBRC)
中国证券登记结算有限责任公司（中国结算公司） <haha> China Securities Depository & Clearing Corporation Limited (CSDCC)
中国证券业协会 <haha> The Securities Association of China (SAC)
中国证券业协会基金公会 <haha> The Chinese Association of Securities Investment Funds(CASIF)
中国证券业协会证券分析师专业委员会 <haha> Securities Analysts Association of China (SAAC)
中国证券监督管理委员会（中国证监会） <haha> China Securities Regulatory Commission (CSRC)
《中国证券监督管理委员会公告》 <haha> China Securities Regulatory Commission Official Bulletin (publication)
中期报告 <haha> interim report
中华民国证券柜台买卖中心 <haha> GreTai Securities Market (GTSM)
中间行使价 <haha> middle exercise price
互保基金 <haha> Fidelity Fund
互动语音电话系统 <haha> Interactive Voice Response System (IVRS)
互惠基金 <haha> mutual fund
互联网 <haha> Internet
介绍形式上市 <haha> listing by introduction
介绍代理人 <haha> introducing agent
内在值 <haha> intrinsic value
《内地与香港关于建立更紧密经贸关系的安排》 <haha> Mainland/Hong Kong Closer Economic Partnership Arrangement
《内地与香港关于建立更紧密经贸关系的安排 -
与证券及期货人员资格有关的安排》 <haha> Mainland/Hong Kong Closer Economic Partnership Arrangement - Arrangements relating to Qualifications of Securities and Futures Industry Practitioners
内部核数师 <haha> internal auditor
内部监控 <haha> internal control
《内部监控规例》 <haha> Internal Control Regulations
内部稽核 <haha> internal audit
内部储备 <haha> inner reserve
内部谴责 <haha> internal censure
内资股(中国内地) <haha> domestic share(Mainland China)
内幕交易 <haha> insider dealing
内幕交易者 <haha> insider dealer
内幕交易审裁处 <haha> Insider Dealing Tribunal
内联网 <haha> intranet
《公司(上市公司的财务摘要报告)规例》 <haha> Companies (Summary Financial Reports of Listed Companies) Regulation
公司户口 <haha> house account; principal account
公司交易板(英国) <haha> Company Bulletin Board(UK)
公司交易所参与者 <haha> Corporate Exchange Participant
《公司收购及合并守则》 <haha> Code on Takeovers and Mergers
公司投资者户口 <haha> Corporate Investor Account
公司治理* <haha> corporate governance
公司法改革常务委员会 <haha> Standing Committee on Company Law Reform
公司仓 <haha> house position; firm position
公司专用户口 <haha> proprietary account
公司通讯 <haha> corporate communication
公司通讯工作小组 <haha> Working Group on Corporate Communications
公司注册处 <haha> Companies Registry
公司注册处处长 <haha> Registrar of Companies
公司注册证书 <haha> certificate of incorporation
公司董事学会(英国) <haha> Institute of Directors (IoD)(UK)
公司盘 <haha> firm order
《公司购回本身股份守则》 <haha> Code on Share Repurchases
公布系统 <haha> public address system
公平市值 <haha> fair market value
公平竞争 <haha> level playing field(cf uneven playing field)
公正交易 <haha> arm' s length transaction
公告板 <haha> bulletin board
公众利益 <haha> public interest
公众利益董事 <haha> Public Interest Director
公众持股市值 <haha> public float capitalisation
公众持股量 <haha> public float; free float
公开叫价交易 <haha> open outcry trading
公开市场活动 <haha> open market operations
公开作价 <haha> call-over
公开招股 <haha> offer to the public
公开售股 <haha> open offer
公开密码匙基础建设 <haha> Public Key Infrastructure (PKI)
公开喊价/叫价(= 口头竞价) <haha> open outcry(= auction)
公开发售 <haha> offer for sale; open offer
公开认购 <haha> offer for subscription
公开谴责 <haha> public censure
公开权益 <haha> disclosure of interests
《公认会计原则》 <haha> Generally Accepted Accounting Principles(GAAP)
公积金计划 <haha> Provident Fund Scheme
分包销商 <haha> sub-underwriter
分列登记册 <haha> Split Register
分行证明书 <haha> branch certificate
分拆 / 分拆上市 <haha> spin-off
分派 <haha> distribution
分销 <haha> distribution
分类指数 <haha> sub-index
分类账 <haha> sub-ledger
午市 <haha> afternoon session
反向可转换产品 <haha> reverse convertibles
反收购 <haha> reverse takeover
反收购文件 <haha> defence document
反通货膨胀 <haha> disinflation
反驳交易 <haha> rejected sales
反弹 <haha> rally
反馈测试模式 <haha> beta test mode
太平洋区资本市场研究中心 <haha> Pacific-Basin Capital Markets Research Center
太平洋经济合作会议 <haha> Pacific Economic Cooperation Council (PECC)
太平洋证券交易所 <haha> Pacific Stock Exchange (PSE)
少数股东 <haha> minority shareholder
少数股东权益 <haha> minority interest
巴塞尔协定 <haha> Basel Concordat
巴塞尔协议 <haha> Basel Agreement
巴塞尔银行监管委员会(巴塞尔委员会) <haha> Basel Committee on Banking Supervision (Basel Committee)
引伸波幅 <haha> implied volatility
户口结单 <haha> statement of account
户口结余月结单(中央结算系统) <haha> Monthly Balance Statement(CCASS)
户口转移指示 <haha> Account Transfer Instruction (ATI)
户口转移指示整批档案传送 <haha> ATI Batch File Transfer
手 <haha> board lot; round lot
支付系统小组委员会(金管局) <haha> Committee of Payment System(HKMA)
文件风险 <haha> documentation risk
日本中央银行 <haha> Bank of Japan
日本公社债研究所 <haha> Japan Bond Research Institute (JBRI)
日经平均指数 <haha> Nikkei Stock Average
日转期汇 <haha> Rolling Forex
欠款 <haha> arrears
止蚀限价盘 <haha> stop limit order
止蚀盘 <haha> stop order; stop-loss order
牛市 <haha> bull market
主承销商* <haha> lead underwriter
主板 <haha> main board
主要主管(创业板) <haha> principal supervisor(GEM)
主要交易 <haha> major transaction
主要股东 <haha> major shareholder; substantial shareholder
主要保荐人 <haha> primary sponsor
主要经办人 <haha> lead manager
主要经济指标 <haha> leading economic indicator
主权风险 <haha> sovereign risk
世界银行 <haha> World Bank
仔细审查/审核 <haha> due diligence
付运中货品 <haha> goods-in-transit
代收股息/债券利息服务费 <haha> dividend and debt securities interest collection service fee
代履行权责服务费 <haha> corporate actions service fee
代客买卖 <haha> agency trade
代客买卖户口 <haha> agency account
代表委任表格 <haha> proxy form
代理人 <haha> agent
代理人户口 <haha> nominee account
代理户口 <haha> agency account
代价 <haha> consideration
代价股份 <haha> consideration share
代价发行 <haha> consideration issue
代办股份转让系统(中国内地) <haha> Agency Share Transfer System (Mainland China)
以（马克）计值 / 为计价货币 / 为单位 <haha> denominated in (DM)
以先旧后新方式配售 <haha> placing and top-up; top up placing
以披露为本 <haha> disclosure-based
以物易物的虚晃交易 <haha> banner barter transaction
以股代息 <haha> dividend in specie; scrip dividend
以股换股 <haha> share exchange
以信息披露为重 <haha> disclosure-based
以按金形式缴付的期权金 <haha> margined premium
以现金折算的息股证 <haha> cash settled ELI
以责务变更的方式进行净额结算 <haha> netting by novation
以最佳价格 / 条件执行交易的原则 <haha> principle of best execution
以报价 / 开盘带动 <haha> quote-driven
以买卖盘带动 <haha> order-driven
以监管机构评审为本 <haha> merit-based
出市代表 / 出市员 <haha> floor trader; authorised clerk
加权指数 <haha> Weighted Index(Taiwan Stock Exchange)
加速折旧 <haha> accelerated depreciation
包销 <haha> underwrite
包销承担净值 <haha> net underwriting commitment
包销商 <haha> underwriter
包销银团 <haha> underwriting syndicate
北京产权交易所 <haha> China Beijing Equity Exchange
另项投资市场(英国) <haha> Alternative Investment Market (AIM)(UK)
另选登记服务 <haha> optional registration service
另类投资 <haha> alternative investment
「只限长仓」期权经纪 <haha> Long Only Brokers for Options (LOBO)
可分派溢利 <haha> distributable profit
可用年限 <haha> useful life
可行性研究 <haha> feasibility study
可转换/可换股可赎回票据 <haha> convertible redeemable note
可转换/可换股票据 <haha> convertible note
可转换/可换股债券 <haha> convertible bond
可转换/可换股证券 <haha> convertible securities
可转让票据 <haha> negotiable instrument
可赎回股份 <haha> redeemable share
台湾创新成长企业类股 <haha> Taiwan Innovative Growing Entrepreneurs (TIGER)
台湾期货交易所 <haha> Taiwan Futures Exchange (TAIFEX)
台湾证券交易所 <haha> Taiwan Stock Exchange Corporation
台湾证券集中保管公司 <haha> Taiwan Securities Central Depository Company Limited
外部核数师 <haha> external auditor
外围市场 <haha> fringe market
外债 <haha> sovereign debt
外汇风险 <haha> foreign exchange exposure
外汇基金投资有限公司 <haha> Exchange Fund Investment Limited (EFIL)
《外汇基金条例》 <haha> Exchange Fund Ordinance
外汇基金票据 <haha> Exchange Fund Bill
外汇基金债券 <haha> Exchange Fund Note (EFN)
外汇掉期 <haha> forex swap
外汇期权 <haha> forex option
外汇管制 <haha> exchange control
外聘核数师 <haha> external auditor
外资股(中国内地) <haha> foreign share(Mainland China)
外币折算风险 <haha> currency translation exposure
失责 <haha> default
失责人士 <haha> defaulter
失责追收供款 <haha> default recovery contribution
失实陈述 <haha> misrepresentation
《失实陈述条例》 <haha> Misrepresentation Ordinance
失职行为 <haha> misconduct
市盈率 <haha> price/earnings ratio (P/E)
市值 <haha> market value; capitalisation
市值租金 <haha> market rental
市场失当行为审裁处 <haha> Market Misconduct Tribunal
市场占有率 <haha> market share
市场定价 <haha> price discovery
市场波幅 <haha> market volatility
市场架构改革统筹委员会 <haha> Co-ordinating Committee on Market Structure Reform
市场风险 <haha> market risk
市场气氛 <haha> market sentiment
市场参与者 <haha> market participant
市场从业员 <haha> market practitioner
市场敏感资料 <haha> market-sensitive information
市场深度 <haha> market depth
《市场统计月报》 <haha> Monthly Market Statistics
市场价格厘定 <haha> price discovery
市场数据传送专线 <haha> Market Datafeed
市场操纵；市场操纵行为 <haha> market manipulation
市场总值 <haha> market capitalisation
市场阔度 <haha> breadth of the market
市价计值按金 <haha> mark-to-market margin
市价盘 <haha> market order
市价总值 <haha> market capitalisation
平均每日成交额 <haha> average daily turnover
平均价盘 <haha> average value order
平仓 <haha> close out; cover; position squaring
平仓交易 <haha> closing transaction
平仓合约 <haha> closing contract
平仓价 <haha> exit price
平买入仓(期权) <haha> closing buy(options)
平价(期权) <haha> parity(options)
平价期权 <haha> at-the-money option
平卖出仓(期权) <haha> closing sale(options)
平衡项目 <haha> balancing item
平衡价格 <haha> equilibrium price
平衡价值 <haha> parity value
扒头交易 <haha> front running; trading ahead
打和点 <haha> breakeven point
未分派溢利/利润 <haha> undistributed profits
未分配溢利/利润 <haha> unappropriated profits
未平仓合约 <haha> open contract; open position; open interest
未完成买卖盘 <haha> outstanding order
未能履行责任 <haha> default
未偿或然负债 <haha> outstanding contingent liabilities
未偿还借款 <haha> outstanding loan
未缴足股份 <haha> partly-paid share
未缴股款股权 <haha> nil-paid rights
未缴款供股权 <haha> nil-paid rights
本地生产总值 <haha> gross domestic product (GDP)
《本地注册认可机构的企业管治指引》(金管局) <haha> Guideline on Corporate Governance of Locally Incorporated Authorized Institutions(HKMA)
《本地注册认可机构披露财务资料》(金管局) <haha> Financial Disclosure by Locally Incorporated Authorized Institutions (HKMA)
正股 <haha> underlying stock
正常买卖盘差额 <haha> normal order imbalance
正常运行比率 <haha> uptime
母公司 <haha> parent company; holding company
永久债券 <haha> perpetual bond
用户代号 <haha> User ID
用户接纳测试 / 用户接收测试 <haha> user acceptance test (UAT)
用户终端设施 <haha> user access
「用者自付」原则 <haha> "user pay" principle
申报期 <haha> reporting period
申报会计师 <haha> reporting accountant
立约成价 <haha> contracted price
交叉买卖 / 交叉盘买卖 <haha> crossed trade; cross trade; crossing
交叉盘系统 <haha> crossing system
交付 <haha> delivery
交收上限 <haha> settlement cap
交收日 <haha> settlement date
交收指示 <haha> settlement instruction (SI)
「交收指示」交易 <haha> settlement instruction transaction
交收指示状况报告(中央结算系统) <haha> SI Status Report(CCASS)
交收指示的交易 <haha> SI transaction
交收指示活动报告(中央结算系统) <haha> SI Activity Report(CCASS)
交收指示整批传送(中央结算系统) <haha> Settlement Instruction Batch Upload(CCASS)
交收风险 <haha> settlement risk
交收报告(中央结算系统) <haha> Settlement Report(CCASS)
交收期 <haha> settlement period
交收银行 <haha> settlement bank
交收积压 <haha> settlement backlog
交投呆滞 <haha> slow trading
交投活跃 <haha> active market
交投淡静 <haha> quiet trading
交投疏落 <haha> light trading
交投畅旺 <haha> heavy trading
交易大堂 <haha> trading floor; trading hall
交易工作站 <haha> trading workstation
交易及交收委员会 <haha> Trading and Settlement Committee
交易及结算综合系统 <haha> integrated trading and clearing system
交易日 <haha> trading day
交易日表 <haha> trading calendar
交易市场 <haha> secondary market
交易系统使用费(现货市场) <haha> trading tariff(cash market)
《交易所（特别征费）条例》 <haha> Exchanges (Special Levy) Ordinance
《交易所及结算所（合并）条例》 <haha> Exchanges and Clearing Houses (Merger)Ordinance
交易所另项交易系统(英国) <haha> Stock Exchange Alternative Trading System (SEATS)(UK)
交易所自动报价系统(英国) <haha> Stock Exchange Automated Quotations System (SEAQ)(UK)
交易所参与者 <haha> Exchange Participant
《交易所参与者及联交所交易权持有人名录》 <haha> List of Exchange Participants & Holders of Stock Exchange Trading Rights
《交易所参与者市场占有率报告》 <haha> Exchange Participants' Market Shares Report
交易所参与者证明书 <haha> Exchange Participant Certificate
交易所国际自动报价系统(英国) <haha> Stock Exchange Automated Quotations System for International Equities (SEAQI)(UK)
《交易所规则》 <haha> Rules of the Exchange
交易所买卖之期权 <haha> exchange traded option
交易所买卖基金 <haha> exchange traded fund
交易流通速度 <haha> turnover velocity
交易能力 <haha> trading capacity
交易商 <haha> dealer
交易圈 / 交易场 <haha> pit; trading pit
交易设施 <haha> trading facilities; execution facilities
交易单位 <haha> trading unit
交易费 <haha> Trading Fee
交易量 <haha> trading capacity
《交易运作程序 ─ 期权买卖交易所参与者专用》 <haha> Operational Trading Procedures for Options Trading Exchange Participants
交易对手 <haha> counterparty
交易征费 <haha> Transaction Levy
交易柜位 <haha> trading booth
交易转移(期权) <haha> trade give-ups(options)
交易议价板 <haha> Bulletin Board
交错到期组合 <haha> staggering maturities
企业狙击手 <haha> corporate raider
企业资讯资料库 <haha> Enterprise Information Database
企业管治 <haha> corporate governance
企业管治工作小组 <haha> Working Group on Corporate Governance
《企业管治常规守则及企业管治报告征求意见草拟本》 <haha> Exposure of Draft Code on Corporate Governance Practices and Corporate Governance Report
企业融资协会 <haha> The Corporate Finance Association (CFA)
《企业融资顾问操守准则》(证监会) <haha> Corporate Finance Adviser Code of Conduct(SFC)
先进先出 <haha> first in, first out (FIFO)
全面收购建议 <haha> general offer
全面披露 <haha> full disclosure
全面结算参与者 <haha> General Clearing Participant (GCP)
全面豁免 <haha> blanket waiver; general waiver
全面摊薄每股盈利 <haha> fully diluted earnings per share
全球期货交易系统 <haha> Globex
全国社会保障基金 <haha> National Social Security Fund
全国电子交易系统(中国内地) <haha> National Electronic Trading System (NETS) (Mainland China)
全部完成或放弃买卖盘 <haha> all-or-none order
全资附属公司 <haha> wholly-owned subsidiary
全数执行或立刻取消 <haha> Fill-or-Kill (FOK)
全额或取消 <haha> Fill-or-Kill (FOK)
全权代客买卖账户 <haha> discretionary account
全权委托户口 <haha> discretionary account
全权委托盘 <haha> discretionary order; no-forcing order;order at discretion
全权信托 <haha> discretionary trust
全权管理人 <haha> discretionary manager
共用代理人(中央结算系统) <haha> common nominee(CCASS)
「共用代理人」股票 <haha> "common nominee" share certificate
共用软件 <haha> shareware
共同抵押品管理系统 <haha> Common Collateral Management System (CCMS)
共同风险管理系统 <haha> Common Risk Management System
再贴现 <haha> rediscount
印花税 <haha> stamp duty
《印花税条例》 <haha> Stamp Duty Ordinance
印花税署署长 <haha> Collector of Stamp Revenue
合成工具 <haha> synthetics
合成期权 <haha> synthetic option
合成认购期权长仓 <haha> synthetic long call
合并 <haha> amalgamation; consolidation; merger
合并有形资产净值 <haha> combined net tangible assets
合并与收购 <haha> mergers and acquisitions
合约互惠基金 <haha> contractual mutual fund
合约股数 <haha> contract size
合约乘数 <haha> contract multiplier
合约规格 <haha> contract specifications
合约单位 <haha> contract unit
合格交付 <haha> good for delivery
合格境内机构投资者 <haha> Qualified Domestic Institutional Investor (QDII)
合格境外机构投资者 <haha> Qualified Foreign Institutional Investor (QFII)
合资企业 <haha> joint venture
合资合同 <haha> joint venture contract
合资格主管 <haha> Eligible Supervisor
合资格机构买家 <haha> qualified institutional buyer
合资格证券 <haha> eligible securities
合营企业 <haha> joint venture
同日行使 <haha> same day exercise
同系附属公司 / 同集团附属公司 <haha> fellow subsidiary
名义汇率 <haha> nominal exchange rate
吊销资格令 <haha> disqualification order
回升 <haha> rally
回本期 <haha> payoff period
回扣 / 回佣 <haha> rebate; commission rebate; sub-commission
回收期 <haha> payoff period
回抽佣金 <haha> sub-commission
回报 <haha> return; payoff
回报率 <haha> rate of return
回补机制 <haha> claw back mechanism
回应时间 <haha> response time
回购 <haha> buy-back(cf repurchase agreement)
回购协议 <haha> repurchase agreement (repo)
回购权证 <haha> call warrant
在交易所买卖的期权 <haha> traded option
在建工程 <haha> construction-in-progress
地区性指数认购权证 <haha> regional index call warrant
多工作站 <haha> multiple-workstations
多工作站系统 <haha> Multi-workstation System (MWS)
多批交收处理程序 <haha> batch settlement run
多种货币买卖 <haha> multi-currency trading
多头* <haha> long position; bull position
《如何撰写清楚易明的公布》(刊物)(证监会) <haha> How to Create Clear Announcements(publication)(SFC)
存货 <haha> inventory
存款公司公会 <haha> The Deposit-Taking Companies Association
存管代理人 <haha> depository nominee
存管处及共用代理人系统 <haha> Depository and Common Nominee System (DNS)
孖展 <haha> margin
孖展客户 <haha> margin client
孖展买卖 <haha> margin trading
孖展融资 <haha> margin financing
孖展覆盖率 <haha> margin coverage ratio
年度账目 <haha> annual accounts
年报 <haha> annual report
年结日 <haha> balance sheet date
成本效益 <haha> cost effectiveness
成交纪录 <haha> trading record
成交单 / 成交单据 / 买卖单据 <haha> contract note
成交调整 <haha> trade amendment
成交额比率 <haha> turnover ratio
扣减率 <haha> discount rate
收市后交易 <haha> after-hours dealing
收市后资料传送服务 <haha> End-of-day Trade Data File Transfer Service
收市差额缴款 <haha> day-end marks
收市价 <haha> closing price
收市盘 <haha> at-the-close order
收取内幕消息人士 <haha> tipper
收取即日差额缴款机制 <haha> intra-day marks collection mechanism
收益 <haha> revenue; income; gain
收益率 <haha> yield
收益率曲线 <haha> yield curve
收益图 <haha> payoff diagram
收款代理 <haha> receiving agent
收款银行 <haha> receiving bank
《收款银行在新股发行中扮演的角色指引》(金管局) <haha> Guideline on Role of the Receiving Bank in New Share Issues(HKMA)
收费 <haha> charge
收费结构 <haha> charging structure
收紧信贷 <haha> credit squeeze
收盘价 <haha> closing price
收购 <haha> acquisition; takeover; buy-out / buyout
收购上诉委员会(证监会) <haha> Takeovers Appeal Committee(SFC)
收购及合并委员会(证监会) <haha> Takeovers & Mergers Panel(SFC)
收购建议 <haha> offer
早市 <haha> morning session
有形资产净值 <haha> net tangible assets
有抵押权证 <haha> collateralised warrant
有限制牌照银行 <haha> restricted licence bank
有限责任公司 <haha> limited liability company
有条件协议 <haha> conditional agreement
有条件现金收购/要约 <haha> conditional cash offer
有资产支持的债务证券 <haha> asset-backed securities (ABS)
有担保的卖空交易 <haha> covered short selling
《有关申报卖空活动及备存证券借出纪录规定的指引》(证监会) <haha> Guidance Note for Short Selling Reporting and Stock Lending Record Keeping Requirements(SFC)
《有关在互联网上提供财经资讯的通告 ─ 发牌规定》(证监会) <haha> Circular on Provision of Financial Information on the Internet ─ Licensing Requirements(SFC)
《有关改善规管上市事宜的建议谘询文件》 <haha> Consultation Paper on Proposals to Enhance the Regulation of Listing
《有关改善规管上市事宜的建议谘询总结》 <haha> Consultation Conclusions on Proposals to Enhance the Regulation of Listing
有关长时间停牌公司之报告 <haha> Prolonged Suspension Status Report
《有关建议加强监督核数师的公众利益活动及成立财务汇报检讨委员会的谘询文件》 <haha> Consultation Paper on the Proposals to Enhance the Oversight of the Public Interest Activities of Auditors and Establish a Financial Reporting Review Panel
有关创业板内地发行人监管合作事宜之换文 <haha> Letter of Exchanges regarding regulatory co-operation for mainland companies to be listed on GEM
《有关无纸化证券市场的建议运作模式的谘询文件》 <haha> Consultation Paper on a Proposed Operational Model for a Scripless Securities Market
有关发行人延迟公布业绩之报告 <haha> Status Report on Issuers' Delay in Releasing Results Announcement
《有关电子交易条例内适用于成交单据的规定的指引》(证监会) <haha> Guidance Note on the Application of the Electronic Transactions Ordinance to Contract Notes(SFC)
《有关对保荐人及独立财务顾问监管的谘询文件》 <haha> Consultation Paper on the Regulation of Sponsors and Independent Financial Advisers
《有关对保荐人及独立财务顾问监管的谘询总结》 <haha> Consultation Conclusions on the Regulation of Sponsors and Independent Financial Advisers
《有关监管证券及期货的网上交易谘询文件》 <haha> Consultation Paper on the Regulation of On-Line Trading of Securities and Futures
有关暂时停牌公司之报告 <haha> Temporary Suspension Status Report
《有关赋权证券及期货事务监察委员会代表公司提出衍生诉讼的建议谘询文件》 <haha> Consultation Paper on the Proposal to Empower the Securities and Futures Commission to Initiate a Derivative Action on Behalf of a Company
次要控制人 <haha> minority controller
老鼠仓活动 <haha> rat trading; scalping
自主评级(银行) <haha> Individual rating(banking)
自由兑换 <haha> free convertibility
自由增购率 <haha> "trading only" stocks
自行结算 <haha> self-clearing
自行结算参与者 <haha> Self Clearing Participant (SCP)
自律监管机构 <haha> self-regulatory organisation; self-regulating organisation
自动行使(期权) <haha> automatic exercise(options)
自动配对股份 <haha> automatched stock
自动对盘及成交系统（自动对盘系统） <haha> Automatic Order Matching and Execution System (AMS)
自动对盘系统未完成买卖盘纪录 <haha> AMS order book
自动对盘系统第二终端机 <haha> AMS Second Terminal
自动荧幕交易系统 <haha> automated screen trading system (AST system)
自动暂缓交易机制 <haha> circuit breaker
自发性收购 <haha> management buy-out (MBO)
自置光纤线路 <haha> private fibre optical circuit
自营买卖 <haha> proprietary trading
行 <haha> hong
行使 <haha> exercise
行使方式 <haha> exercise style
行使日 <haha> exercise day (E day)
行使后按金 <haha> margin-after-exercise
行使期 / 行使时限 <haha> exercise period
行使价 <haha> strike price(options); exercise price
行使价间距 <haha> exercise price interval
行仓 <haha> firm position
行业覆盖层面 <haha> spread of sector
行头盘 <haha> front running
估计使用年期 <haha> estimated useful life
估值师 <haha> valuer
估值报告 <haha> valuation report
低收费经纪 <haha> discount broker
低于面值 <haha> below par
低于最佳卖盘价 / 低于最好沽盘价 <haha> downtick; minus tick
作实买卖价 <haha> firm bid and ask quotations
作价买卖 <haha> market making
佣金回扣 <haha> commission rebate
兑付* <haha> redemption
免责声明 <haha> disclaimer
冷淡对待令 <haha> cold shoulder order
利差交易 <haha> carry trade
利息补贴(中国内地) <haha> interest rate subsidy(Mainland China)
利息资本化 <haha> capitalisation of interest
利益冲突事宜委员会 <haha> Conflict Committee
利率上限 <haha> interest-rate ceiling
利率掉期 / 利率调期* <haha> interest-rate swap
利率掉期期货 <haha> Interest Rate Swap Futures
利率期货 <haha> interest-rate futures
利率衔接 <haha> interest collar; interest rate collar
利润 <haha> profit
初次公开招股 <haha> initial public offering (IPO)
初步认购价 <haha> initial subscription price
助理主管(创业板) <haha> assistant supervisor(GEM)
即日平仓交易 <haha> day trade
即日回购协议(银行) <haha> intraday repurchase agreement(banking)
即日有效买卖盘 <haha> good-for-day order
即日拆借市场 <haha> intra-day money market
即日流动资金 <haha> intraday liquidity
即日差额缴款报告(中央结算系统) <haha> Intra-day Marks Collection Report(CCASS)
即日追补按金 <haha> intra-day margin call
即日报价 <haha> intraday quotation
即日买卖 <haha> day trade
即日盘 / 即日买卖盘 <haha> day order
「即日鲜」 <haha> day trade
即日额外按金 <haha> intra-day margin
即月 <haha> front-month
即夜传送报告资料服务(中央结算系统) <haha> Overnight Report Distribution(CCASS)
即时支付结算系统(金管局) <haha> Real Time Gross Settlement system (RTGS)(HKMA)
即时或取消 <haha> Immediate-or-Cancel (IOC)
即时汇款同时交收(银行) <haha> payment vs payment (PvP)(banking)
即时资讯 <haha> real time information
即时数码资料传送专线 <haha> realtime digital datafeed
即时数码数据服务 <haha> Realtime Digital Data Service (RDDS)
即时转送 <haha> online transfer
否定声明 <haha> negative statement; disclaimer
囤仓策略 <haha> buy and hold strategy
均衡价格 <haha> equilibrium price
坐盘 <haha> proprietary trading
夹仓 <haha> squeeze; short squeeze
尾盘 <haha> at-the-close order
技术分析 <haha> technical analysis
投资分析员 <haha> investment analyst
投资服务指令(欧洲联盟) <haha> Investment Services Directive (ISD)(European Union)
投资者户口服务 <haha> Investor Account Service
投资者户口持有人 <haha> Investor Participant (IP)
《投资者户口持有人规则》 <haha> Terms and Conditions for Investor Participants
《投资者与证券市场》(刊物) <haha> Investors and the Stock Market(publication)
投资者赔偿有限公司 <haha> Investor Compensation Company Limited
《投资者应知多点》(刊物) <haha> Know More About Your Investment(publication)
投资级别 <haha> investment grade
投资理念 <haha> investment philosophy
投资组合 <haha> portfolio
投资组合经理 <haha> portfolio manager
投资对象 <haha> investee
投资管理研究联会 <haha> Association for Investment Management and Research (AIMR)
投资顾问 <haha> investment adviser
投资顾问委员会 <haha> Investment Advisory Committee
投标程序 <haha> tender procedure
折扣 <haha> discount; haircut
折扣经纪 <haha> discount broker
折算 <haha> translation
折旧 <haha> depreciation
折让 <haha> discount
折让经纪 <haha> discount broker
抛空 <haha> short selling
改良特别股份交易方法 <haha> Enhanced Special Stock Trading Method
更正交易 <haha> trade amendment
更改财政年度结算日期 <haha> change of year end
更紧密经贸关系安排 <haha> Closer Economic Partnership Arrangement (CEPA)
每日平均交收效率 <haha> daily average settlement efficiency
每日交易活动及持仓报告(期货) <haha> Daily Trading Activity and Open Positions Summary Report(futures)
每日回报标准差 <haha> standard deviation of daily return
每日按金 <haha> daily margin
每日按金要求 <haha> daily margin call
每日价格上限 <haha> daily trading limit
《每周港股统计数字》 <haha> Weekly Hong Kong Stock Market Statistics
每股有形资产净值 <haha> net tangible assets per share
每股盈利 <haha> earnings per share (EPS)
每股资产净值 <haha> net asset value per share
没有利益关系的股东 <haha> disinterested shareholder
没有预先借货的卖空活动 <haha> naked short selling
没有担保的卖空交易 <haha> uncovered short selling
私人户口交易指引 <haha> personal account dealing guidelines
私人配售 <haha> private placing
私人密码 <haha> personal identification number (PIN)
私有化 / 私营化 <haha> privatisation
私募基金* <haha> privately-offered fund
系列按金价值 <haha> series margin value
系统性风险 <haha> systematic risk
系统参数 <haha> system parameter
系统终止 <haha> system closure
系统整合商 <haha> system integrator
系统联通权 <haha> system access right
系统联通权收费(期权) <haha> System Access Right Fee(options)
巡回推介 <haha> roadshow
《防止洗黑钱修订指引》 <haha> Revised Guidance Notes Regarding Money Laundering
《亚太股市脉络》 <haha> Regional Monitor
亚洲证券分析家协会 <haha> Asian Securities Analysts Federation
亚太区中央证券存管处组织 <haha> Asia-Pacific Central Securities Depository Group (ACG)
亚太贷款市场协会 <haha> Asia Pacific Loan Market Association
亚太经济合作组织 <haha> Asia Pacific Economic Cooperation (APEC)
亚洲美元市场 <haha> Asian dollar market
亚洲美元债券 <haha> Asian dollar bond
亚洲货币世界（新加坡）有限公司 <haha> Money World Asia Pte Limited
亚洲开发银行 <haha> Asian Development Bank (ADB)
亚洲证券分析员公会 <haha> Asian Securities' Analysts Council (ASAC)
亚洲证券借贷协会 <haha> Pan Asian Securities Lending Association (PASLA)
「来回」期权交易 <haha> "round trip" option transaction
供股 <haha> rights issue
供款 <haha> contribution
供应商电子存档系统 <haha> Vendor Electronic Filing System (VEF)
两用画面终端机 <haha> dual mode terminal (DMT)
两边客交易 <haha> direct business; direct business transaction
两边客买卖盘 <haha> two-sided order
两边开盘 <haha> two-way quote
到期 / 到期日 <haha> maturity; expiry date
到期日 <haha> expiration date
到期月份 <haha> expiry month
到期收益率 <haha> yield to maturity
到期前有效买卖盘 <haha> good-till-date order (GTD)
制订系统规模 <haha> system sizing
制裁权 <haha> power of sanction
券面利率 <haha> coupon; coupon rate
协议安排 / 协议计划 <haha> scheme of arrangement
取消交易(期权) <haha> trade reversals(options)
取消交易合约(期权) <haha> reversal contract(options)
取消前有效买卖盘 <haha> good-till-cancelled order (GTC)
受信人 <haha> fiduciary
受信责任 <haha> fiduciary duty
受益人 <haha> beneficiary
受托人 <haha> trustee; fiduciary
受监管之股份卖空活动 <haha> regulated short selling
受让人 <haha> assignee; transferee
垃圾债券 <haha> junk bond
委托存款* <haha> designated deposit
委派代表书 <haha> proxy form
定界认股证 <haha> barrier warrant
定息按揭 <haha> fixed-rate mortgage
定期债券 <haha> term bond
定价模式 <haha> pricing model
「定镜」处理(电脑) <haha> snapshot(computer)
延时资讯 <haha> delayed data
往来账 <haha> current account
或有保费 <haha> contingent premium
或然负债 <haha> contingent liabilities
所有普通股指数 <haha> All Ordinaries Index (AOI)
所需回报率 <haha> required rate of return
房地产投资信托基金 <haha> real estate investment trust (REIT)
《房地产投资信托基金守则》 <haha> Code on Real Estate Investment Trusts
承兑 <haha> acceptance
承兑行 <haha> acceptance house
承前(会计) <haha> brought forward(accounting)
承配人 <haha> placee
承销* <haha> underwrite
承销商* <haha> underwriter
承办银行 <haha> administering bank
承让人 <haha> assignee; transferee
披露 / 披露事项 <haha> disclosure
披露权益 <haha> disclosure of interests
押记 <haha> pledge
抵押 <haha> charge; pledge
抵押安排 <haha> security arrangement
抵押品 <haha> collateral; security
抵押品资格 <haha> collateral eligibility
抵押债项 <haha> secured debts
抵押证券 <haha> asset-backed securities (ABS)
抵销 <haha> set off
「拆骨专家」 <haha> asset stripper
拆卖资产 <haha> asset stripping
招股书 / 招股章程 <haha> prospectus
招股价 <haha> issue price
招股机制 <haha> offering mechanism
招标发售 <haha> offer by tender
放宽利率管制 <haha> deregulation of interest rates
放宽管制 <haha> deregulation
服务业联会(香港总商会) <haha> Coalition on Service Industry (Hong Kong General Chamber of Commerce)
东亚及大洋洲证券交易所联会 <haha> East Asian and Oceanian Stock Exchanges Federation (EAOSEF)
东南亚国家协会（东协） <haha> Association of South-East Asian Nations (ASEAN)
东盟地区论坛 <haha> ASEAN Regional Forum
东盟自由贸易区 <haha> ASEAN Free Trade Area (AFTA)
武士债券 <haha> samurai bond
沽出未抵押期权 <haha> naked option writing
沽出备兑期权 <haha> covered writing
沽出认沽期权 <haha> write a put option
沽出认购期权 <haha> write a call option
沽空 <haha> short selling
沽盘 <haha> sell order
沽盘价 <haha> ask price; asked price
法人股(中国内地) <haha> legal person share(Mainland China)
法定公益金(中国内地) <haha> statutory public welfare fund (Mainland China)
法定公积金(中国内地) <haha> statutory surplus reserve(Mainland China)
法定股本 <haha> authorised capital
法定储备 <haha> statutory reserve
法律风险 <haha> legal risk
法律实体 <haha> legal entity
法团大股东具报书 <haha> Corporate Substantial Shareholders Notification
泡沫经济 <haha> bubble economy
波幅 <haha> volatility
波幅校验范围 <haha> Volatility Scan Range (VSR)
注入资产 <haha> asset injection
炒高价格 <haha> ramping; price ramping
争夺式收购 <haha> contested takeover
物业估值师 <haha> property valuer
物业增值税 <haha> property gains tax
狙击手(收购) <haha> predator; raider(takeover)
直接存款/存账指示 <haha> Direct Credit Instruction (DCI)
直接扣款/扣账指示 <haha> Direct Debit Instruction (DDI)
直接纳入中央结算系统的新股 <haha> direct stock admission(CCASS)
直接结算 <haha> direct clearing
直接结算参与者 <haha> Direct Clearing Participant (DCP)
直通式交易程序 <haha> straight-through processing
直驳光纤 <haha> dark fibre
直线折旧法 <haha> straightline method of depreciation
空仓 / 空头* <haha> bear position; short position
《股市资料》 <haha> Fact Book; Fact Sheet
股市资料捐赠计划 <haha> Stock Market Information Donation Programme
股本 <haha> share capital
股本基数 <haha> equity base
股本价值 <haha> value of equity capital
股本证券 <haha> equity securities
股本权证 <haha> equity warrant; subscription warrant (vs derivative warrant)
股份化 <haha> demutualisation
股份代号 <haha> stock code
股份交收费 <haha> stock settlement fee
股份存入表格 <haha> Stock Deposit Form
股份存入费 <haha> stock deposit fee
股份收纳 <haha> stock conversion
股份有限公司 <haha> joint stock company
股份制 <haha> demutualisation
股份承押人 <haha> stock pledgee
股份承押人参与者(中央结算系统参与者) <haha> Stock Pledgee Participant(CCASS Participants)
股份拆细 <haha> split; stock split
股份计划 <haha> share scheme
股份页(大利市机) <haha> stock page(Teletext)
股份托管费 <haha> stock custody fee
股份提取费 <haha> stock withdrawal fee
《股份登记机构操守准则》(证监会) <haha> Code of Conduct for Share Registrars(SFC)
股份结算费 <haha> stock clearing fee
股份认购权 <haha> share option
股份卖空试验计划 <haha> Short Selling Pilot Scheme
股份购回 <haha> share repurchase
《股份购回守则》 <haha> Code on Share Repurchases
股份转移日结单(中央结算系统) <haha> Daily Movement Statement(CCASS)
股份转移报告(中央结算系统) <haha> Statement of Stock Movement(CCASS)
股份权益 <haha> share entitlements
《股价敏感资料披露指引》 <haha> Guide on disclosure of price-sensitive information
股东名册 <haha> register of members; share register
股东周年大会 <haha> annual general meeting (AGM)
股东特别大会 <haha> extraordinary general meeting (EGM)
股东贷款 <haha> shareholder loan
股东应占溢利 <haha> profits attributable to shareholders
股东权益 <haha> equity interest
股东权益小组(证监会) <haha> Shareholders Group (SFC)
股息率 <haha> dividend yield
股息单 <haha> dividend warrant
股票出借人 <haha> stock lender
股票承押人 <haha> stock pledgee
股票非流动化 <haha> immobilisation of share certificate
股票按贷财务活动 <haha> share margin financing
股票借贷 <haha> stock borrowing and lending
股票借贷数额资料页(大利市) <haha> stock borrowing and lending position information page(Teletext)
股票期货 <haha> stock futures
股票期权 <haha> stock option; equity option
股票期权系统 <haha> Traded OPtions System (TOPS)
股票期权参考教育站 <haha> Stock Options Reference Educator (SCORE)
股票期权从业员专业课程 <haha> Professional Course for Equity Options Practitioners
股票登记费 <haha> scrip fee
股票贷出户口 <haha> Stock Lending Account
股票归还 <haha> stock return
股价不动时回报 <haha> standstill return
股价敏感资料 <haha> price-sensitive information
股权 <haha> equity interest; shareholding
芝加哥交易所 <haha> Chicago Board of Trade (CBOT)
芝加哥商品交易所 <haha> Chicago Mercantile Exchange (CME)
芝加哥期权交易所 <haha> Chicago Board Options Exchange (CBOE)
近价盘 <haha> about order
金银业贸易场 <haha> Chinese Gold and Silver Exchange Society
金银证券交易所 <haha> The Kam Ngan Stock Exchange
金融大改革(英国) <haha> Big Bang(UK)
金融工具 <haha> financial instrument
金融中介现象 <haha> financial intermediation
金融中介机构/团体 <haha> financial intermediary
金融市场 <haha> financial market
《金融市场检讨报告》 <haha> Report on Financial Market Review
金融行动专责委员会 <haha> Financial Action Task Force (FATF)
《金融服务法令》(英国) <haha> Financial Services Act(UK)
金融服务网络 <haha> FinNet
金融租赁* <haha> financial lease
金融基础设施督导委员会 <haha> The Steering Committee on the Enhancement of Financial Infrastructure (SCEFI)
金融期货 <haha> financial futures
金融债* <haha> financial bond
金融监督管理委员会（金管会）(台湾) <haha> Financial Supervisory Commission(Taiwan)
金融机构 <haha> financial institution
金边证券 <haha> gilt-edged securities
长仓 <haha> long position; bull position
附加自动对盘终端机用家 <haha> additional AMS terminal user
附寄结单服务的股份独立户口(中央结算系统) <haha> Stock Segregated Account with Statement Service [CCASS]
附带执行买卖盘(伦敦交易所) <haha> contingent order(LSE)
附属公司 <haha> subsidiary
附属贷款 <haha> subordinated loan
「非上市可交易」股份 <haha> "trading only" stocks
非中介化 <haha> disintermediation
非市场庄家的交易 <haha> non-market-making transaction
非正常项目 <haha> abnormal item
非成立为有限公司的注册人士 <haha> unincorporated registered person
非即日平仓交易 <haha> overnight trade
非即时数据 <haha> delayed data
非受监管发行人 <haha> unregulated issuer
非所有者权益变动表 <haha> statement of "non-owner movement in equity"
非金钱佣金 <haha> soft commission
非金钱利益 <haha> soft-dollar benefits
非执行董事 <haha> non-executive director
非常重大的出售事项 <haha> very substantial disposal
非常重大的收购事项 <haha> very substantial acquisition
非现货月恒生指数期货合约 <haha> non-spot month Hang Seng Index futures contract
非登记持有人 <haha> non-registered holder
非结算的期权买卖参与者 / 非结算参与者 (期权买卖) <haha> Non-Clearing Options Trading Participant; Non-Clearing Participant (NCP)
(options trading)
非经常项目 <haha> extraordinary item
非实物化 <haha> dematerialisation
非认可负债 <haha> non-ranking liabilities
非标准型认股证；特种认股证 <haha> exotic warrants
非整手买卖盘 <haha> round-lot-plus order
保本信托基金 <haha> guaranteed unit trust
保本产品 <haha> capital preservation product
保本证 <haha> Capital Protected Instrument (CPI)
保值公债(中国内地) <haha> Public Debt (Inflation-Linked Subsidy) Treasury(Mainland China)
保留意见 <haha> qualified opinion
保单贴现 <haha> viatical settlements
保管人 <haha> custodian
保障安排 <haha> security arrangement
《保障投资者条例》 <haha> Protection of Investors Ordinance
保险业监理专员 <haha> Commissioner of Insurance
保险业监理处 <haha> Office of the Commissioner of Insurance
保荐人 <haha> sponsor
《保荐人及独立财务顾问的操守准则》 <haha> Code of Conduct for Sponsors and Independent Financial Advisers
《保荐人标准守则》 <haha> Model Code for Sponsors
《保荐人声明》 <haha> Sponsor's Declaration
保荐经纪 <haha> sponsoring broker
保证 <haha> warranty
保证人 <haha> guarantor
保证金 <haha> margin
保证金客户 <haha> margin client
保证金保险范围比率 <haha> margin coverage ratio
保证金借贷活动 <haha> margin financing
保证金价值 <haha> margin value
保证金证券交易户口 <haha> Margin Securities Trading Account
保证金融资 <haha> margin financing
保证基金 <haha> Guarantee Fund
「保护偿付」规则(期权) <haha> Payout-Protection Rule(options)
信心保证书 <haha> comfort letter
信用评级 <haha> credit rating
信息交流 <haha> exchange of information
信托人 <haha> trustee
信贷 <haha> credit
信贷风险 <haha> credit risk
信贷评级 <haha> credit rating
信贷管制 <haha> credit control
信贷紧缩 <haha> credit squeeze
信贷额度* <haha> credit limit
前收市价 <haha> previous closing price
《宣誓及声明条例》 <haha> Oaths and Declarations Ordinance
客户户口 <haha> client account
《客户身分规则》(证监会) <haha> Client Identity Rule(SFC)
客户伺服器结构 <haha> client server architecture
客户协议书/合约 <haha> client's agreement
客户按金 <haha> client margin
《建议就认可海外规则修订〈证券及期货(稳定价格)规则〉谘询总结》 <haha> Consultation Conclusions on a Proposed Amendment to the Securities and Futures (Price Stabilising) Rules in relation to Recognition of Overseas Rules
待转名股份 <haha> "street name" share certificate
后备资料复原软件 <haha> file backup-restore macro
后备联线通讯线路 <haha> backup interactive line
后进先出 <haha> last in, first out (LIFO)
后勤办公室 <haha> back office
后偿贷款 <haha> subordinated loan
恒生100 <haha> Hang Seng 100 (HS100)
恒生中国内地流通指数 <haha> Hang Seng Mainland Freefloat Index (HSMLFI)
恒生中国内地综合指数 <haha> Hang Seng Mainland Composite Index (HSMLCI)
恒生中国企业指数（恒生国企指数） <haha> Hang Seng China Enterprises Index (HSCEI)
恒生亚洲指数 <haha> Hang Seng Asia Index (HSAI)
恒生指数 <haha> Hang Seng Index (HSI)
恒生香港大型股指数 <haha> Hang Seng HK LargeCap Index (HSHKLI)
恒生香港小型股指数 <haha> Hang Seng HK SmallCap Index (HSHKSI)
恒生香港中型股指数 <haha> Hang Seng HK MidCap Index (HSHKMI)
恒生香港中资企业指数（中资企业指数） <haha> Hang Seng China-Affiliated Corporations Index (HSCCI)
恒生香港流通指数 <haha> Hang Seng HK Freefloat Index (HSHKFI)
恒生香港综合指数 <haha> Hang Seng Hong Kong Composite Index (HSHKCI)
恒生伦敦参考指数 <haha> Hang Seng London Reference Index (HSLRI)
恒生流通50 <haha> Hang Seng Freefloat 50
恒生流通中国内地25 <haha> Hang Seng Freefloat Mainland 25
恒生流通香港25 <haha> Hang Seng Freefloat HK 25
恒生流通综合指数 <haha> Hang Seng Freefloat Composite Index (HSFCI)
恒生资讯科技指数 <haha> Hang Seng IT Index (HSITI)
恒生资讯科技组合指数 <haha> Hang Seng IT Portfolio Index (HSITP)
恒生综合指数 <haha> Hang Seng Composite Index (HSCI)
恒生/富时亚洲大企业指数 <haha> FTSE/Hang Seng Asiatop Index
恒生/富时亚洲分类指数 <haha> FTSE/Hang Seng Asian Sector Indexes
恒生/富时指数系列 <haha> FTSE/Hang Seng Indexes
恒指服务有限公司 <haha> HSI Services Limited
恒指国际有限公司 <haha> HSI International Limited
恒指期货 <haha> Hang Seng Index Futures
恒指期权 <haha> Hang Seng Index Options
恢复买卖 <haha> resumption of trading
持有成本 <haha> cost of carry
持股人的分布情况 <haha> spread of holders
持股编号 <haha> shareholder Reference Number (SRN)
持仓 <haha> position
持仓上限 / 限额 <haha> position limit
持仓比例 <haha> position ratio
《持仓限额及大额未平仓合约的申报规定指引》(证监会) <haha> Guidance Note on Position Limits and Large Open Position Reporting Requirements(SFC)
持仓限额比率 <haha> position limit ratio
持仓风险调整 <haha> position risk adjustment
持仓净额 <haha> net position
持仓类别(期权) <haha> tier(options)
《持牌人胜任能力的指引》 <haha> Guidance Note on Competence
《持牌人进行持续培训的指引》 <haha> Guidance Note on Continuous Professional Training
持续专业培训课程 <haha> Continuous Professional Training (CPT)
持续净额交收 <haha> continuous net settlement (CNS)
持续责任 <haha> continuing obligation; on-going obligation
持续发售机制 <haha> tap facility
持续经营(会计) <haha> going concern(accounting)
持续经营之业务 <haha> continuing operation
持续关连交易 <haha> continuing connected transaction
持权成本(期权) <haha> cost of carry
指引摘要 <haha> Guidance Note
指示价格 <haha> indicative price
指定分配(期权) <haha> assignment(options)
指定百分比 <haha> prescribed percentage
指定银行 <haha> designated bank
指定证券 <haha> designated securities
指数加权移动平均方法 <haha> exponentially-weighted moving average
指数套戥 <haha> index arbitrage
指数参与单位 <haha> index participation unit
指数掉期 <haha> index swap
指数期货 <haha> index futures
指数债券 <haha> index bond
指数预托证券 <haha> index depository receipt; index share
指数认购权证 <haha> index call warrant
指数权证 <haha> index warrant
按市价计值 <haha> mark to market / mark-to-market
按金 <haha> margin
按金比例 <haha> margin ratio
按金交易 <haha> margin trading
按金减免 <haha> margin relief
按金对销 <haha> margin offset
按揭贷款基准组合 <haha> benchmark mortgage pool
按揭贷款发放者 <haha> mortgage loan originator
按金间距 <haha> margin interval
按揭证券 <haha> mortgage-backed securities
按盘价 <haha> nominal price
政府债券 <haha> government bond
故障包容 <haha> fault tolerance
「柏力克－舒尔斯」期权定价模式 <haha> Black-Scholes option pricing model
查访 <haha> inspection visit
查询公布资料(中央结算系统) <haha> Enquire Announcement Information(CCASS)
查询交收指示未获配对原因(中央结算系统) <haha> Enquire Unmatched SI Reason(CCASS)
「查询报失股票资料」功能(中央结算系统) <haha> Enquire Reported Lost Certificate(CCASS)
洗黑钱 <haha> money laundering
活跃业务纪录(创业板) <haha> active business pursuits(GEM)
派送股份/红股 <haha> bonus issue
界面联系 <haha> interfacing
盈利 <haha> earnings; profit
盈利对利息倍数 <haha> interest cover; interest coverage
盈富基金 <haha> Tracker Fund of Hong Kong (TraHK)
盈余储备 <haha> surplus reserve
相互上市 <haha> cross listing; dual listing
相抵持仓 <haha> offsetting position
相对回报率 <haha> relative return
相对强弱指数 <haha> Relative Strength Indicator (RSI)
相联人 <haha> associated person
相关/指定资产 <haha> underlying asset
相关/指定证券 <haha> underlying securities
「看跌」股票挂钩票据 <haha> Bear Equity Linked Instrument (Bear ELI)
「看涨」股票挂钩票据 <haha> Bull Equity Linked Instrument (Bull ELI)
约务更替 <haha> novation
约价* <haha> consideration
纪律上诉委员会 <haha> Disciplinary Appeals Committee
纪律委员会 <haha> Disciplinary Committee
《纪律案例》 <haha> Disciplinary Casebook
《纪律处分程序手册》 <haha> Handbook on Disciplinary Proceedings
纪律处分权力 <haha> disciplinary power
纪律程序 <haha> disciplinary procedures
红股 <haha> bonus share
红股发行 <haha> bonus issue
红筹股 <haha> red chip
美元总会计长(美国) <haha> Comptroller of the Currency(US)
美式期权 <haha> American style option
美国本土债券 <haha> Yankee bond
美国全国证券交易商协会自动报价系统/ 美国纳斯达克证券市场 <haha> National Association of Securities Dealers Automated Quotations (NASDAQ)
美国存管信托公司 <haha> Depository Trust Company (DTC)(US)
美国商会 <haha> American Chamber of Commerce (AMCHAM)
美国国家经济研究局 <haha> National Bureau of Economic Research(US)
美国预托证券 <haha> American depository receipt (ADR)
美国联邦公开市场委员会 <haha> Federal Open Market Committee (FOMC)
美国联邦国家房屋贷款协会（房利美） <haha> Federal National Mortgage Association (Fannie Mae)
美国证券交易所 <haha> American Stock Exchange (AMEX)
英伦银行 <haha> Bank of England
英格兰及威尔斯特许会计师公会 <haha> Institute of Chartered Accountants in England and Wales (ICA England & Wales)
英国投资管理监管组织 <haha> Investment Management Regulatory Organisation (IMRO)
英国金融业管理局 <haha> Financial Services Authority (FSA)(UK)
衍生产品 / 衍生工具 <haha> derivatives
衍生产品及风险管理文凭课程 <haha> Diploma Course in Derivatives and Risk Management
衍生产品市场 / 衍生工具市场 <haha> derivatives market
衍生产品市场谘询小组 <haha> Derivatives Market Consultative Panel
衍生产品结算及交收系统 <haha> Derivatives Clearing and Settlement System (DCASS)
衍生权证 <haha> derivative warrant
要约 <haha> offer
计算按金程序 <haha> margining process
负债 <haha> liabilities
负债日 <haha> indebtedness date
负债比率 <haha> debt-to-equity ratio
重大交易 <haha> major transaction
重估 <haha> revaluation
重组 <haha> reorganisation
重置成本 <haha> replacement cost
重新实物化 <haha> rematerialisation
重复认购 <haha> multiple application
重整账目 <haha> restatement of accounts
限制通知书 <haha> restriction notice
限制买卖期 <haha> "black out" period
限价盘 <haha> limit order
限价卖空规则 <haha> tick rule
面值 <haha> face value; nominal value
风险披露 <haha> risk disclosure
风险披露声明书(创业板) <haha> Risk Disclosure Statement(GEM)
风险值 <haha> value-at-risk
风险容限 <haha> risk tolerance
风险容量 <haha> appetite for risk
风险参数 <haha> risk parameter
风险控制 <haha> risk control
风险排列方法 <haha> risk array method
风险排列按金制度 <haha> risk array margining system
风险排列算式 <haha> risk array algorithm
风险评估 <haha> risk evaluation
风险管理 <haha> risk management; exposure management
风险管理委员会 <haha> Risk Management Committee
风险鉴别 <haha> risk identification
食价 <haha> price cheating; scalping
首次上市费 <haha> initial listing fee
首次公开招股 <haha> initial public offering (IPO)
首次公开招股之进度报告 <haha> Initial Public Offerings Progress Report
首次认购费 <haha> front-end load
首席交易员 <haha> chief dealer
香港上市公司商会 <haha> Chamber of Hong Kong Listed Companies
香港中央结算（代理人）有限公司 <haha> HKSCC Nominees Limited
香港中央结算有限公司（香港结算） <haha> Hong Kong Securities Clearing Company Limited (HKSCC)
香港中央证券登记有限公司 <haha> Computershare Hong Kong Investor Services Limited (CHIS)
香港中国企业协会 <haha> Hong Kong Chinese Enterprises Association
《香港公司收购、合并及股份购回守则》(刊物) <haha> Hong Kong Codes on Takeovers and Mergers and Share Repurchases(publication)
香港公司秘书公会 <haha> The Hong Kong Institute of Company Secretaries (HKICS)
香港交易及结算所有限公司（香港交易所） <haha> Hong Kong Exchanges and Clearing Limited (HKEx)
香港交易及结算所有限公司北京代表处 <haha> Hong Kong Exchanges and Clearing Limited Beijing Representative Office
香港交易所(中国)有限公司 <haha> HKEx (China) Limited
香港交易所股份资讯板 <haha> HKEx Share Information Board
香港交易所组合风险按金系统 <haha> Portfolio Risk Margining System of HKEx (PRiME)
香港交易所资讯服务有限公司 <haha> HKEx Information Services Limited
香港交易所数据产品 <haha> HKEx Data Products
香港投资分析员公会 <haha> Hong Kong Institute of Investment Analysts
香港投资者学会 <haha> Hong Kong Institute of Investors (HKII)
香港投资基金公会 <haha> Hong Kong Investment Funds Association (HKIFA)
香港投资通函呈报准则 <haha> Hong Kong Standards on Investment Circular Reporting Engagements (HKSIR)
香港股份商会（1921年） <haha> Hong Kong Stockbrokers' Association (1921)
香港股票经纪会（1891年） <haha> Stockbrokers' Association of Hong Kong (1891)
香港金融研究中心 <haha> Hong Kong Institute for Monetary Research (HKIMR)
香港金融管理局（金管局） <haha> Hong Kong Monetary Authority (HKMA)
香港律师会 <haha> The Law Society of Hong Kong
香港按揭证券有限公司 <haha> The Hong Kong Mortgage Corporation Limited
香港财务策划师学会 <haha> The Institute of Financial Planners of Hong Kong
香港财务顾问学会 <haha> Hong Kong Association of Financial Advisors
香港财资市场公会 <haha> Hong Kong Financial Markets Association
香港国际仲裁中心 <haha> Hong Kong International Arbitration Centre
香港专业财经分析及评论家协会 <haha> The Hong Kong Institute of Financial Analysts and Professional Commentators
香港货币及投资汇展 <haha> Money World Asia Hong Kong
香港创业投资协会 <haha> Hong Kong Venture Capital Association
香港期货交易所有限公司（期交所） <haha> Hong Kong Futures Exchange Limited (HKFE)
香港期货结算有限公司 <haha> HKFE Clearing Corporation Limited (HKCC)
香港税务学会 <haha> Taxation Institute of Hong Kong
香港证券培训赞助基金 <haha> Hong Kong Securities Training Sponsorship Foundation
香港会计师公会 <haha> Hong Kong Institute of Certified Public Accountants (HKICPA)
香港经纪协会（1891年） <haha> Association of Stockbrokers in Hong Kong (1891)
香港经纪商会（1914年） <haha> The Hong Kong Stock Exchange
香港董事学会 <haha> The Hong Kong Institute of Directors
香港资本市场公会 <haha> Hong Kong Capital Markets Association
香港管理专业协会 <haha> Hong Kong Management Association
香港网上经纪协会 <haha> The Hong Kong Association of Online Brokers (HKAOB)
香港银行公会 <haha> Hong Kong Association of Banks
香港银行同业拆息 <haha> Hong Kong Interbank Offered Rate (HIBOR)
香港银行同业结算有限公司 <haha> Hong Kong Interbank Clearing Limited
香港总商会 <haha> The Hong Kong General Chamber of Commerce
香港联合交易所月刊 <haha> SEHK Monthly Bulletin
香港联合交易所有限公司（联交所） <haha> The Stock Exchange of Hong Kong Limited (SEHK)
《香港联合交易所有限公司创业板证券上市规则》（《创业板上市规则》） <haha> Rules Governing the Listing of Securities on the Growth Enterprise Market of the Stock Exchange of Hong Kong Limited (GEM Listing Rules)
《香港联合交易所有限公司证券上市规则》（《证券上市规则》） <haha> Rules Governing the Listing of Securities on the Stock Exchange of Hong Kong Limited (Exchange Listing Rules)
香港联合交易所期权结算所有限公司
（联交所期权结算所） <haha> The SEHK Options Clearing House Limited (SEOCH)
香港联合交易所资讯服务有限公司 <haha> Stock Exchange Information Services Limited (SEIS)
香港证券市场文献及文物征集计划 <haha> Hong Kong Securities Market Archives and Artifacts Collection Campaign
香港证券交易所（1947年） <haha> The Hong Kong Stock Exchange
香港证券专业学会 <haha> Hong Kong Securities Institute
香港证券业同学会 <haha> Hong Kong Securities Professionals Alumni Association
《香港证券业参考手册》(刊物) <haha> The Hong Kong Securities Industry(publication)
香港证券经纪业工作小组 <haha> Working Group on Stockbroking in Hong Kong
香港证券经纪业协会 <haha> Hong Kong Stockbrokers Association
香港证券学会 <haha> Hong Kong Securities Professionals Association
并购活动* <haha> mergers and acquisitions
仓 <haha> position
个人大股东具报书 <haha> Individual Substantial Shareholders Notification
个人投资者户口 <haha> Individual Investor Account
个人客户 <haha> individual client
个人交易所参与者 <haha> Individual Exchange Participant
个人电脑终端机用户 <haha> PC terminal user
借方结余 <haha> debit balance
借款股 <haha> loan stock
借壳上市 <haha> backdoor listing
借贷资本 <haha> loan capital
借额 <haha> debit
伦敦国际金融期货及期权交易所 <haha> London International Financial Futures and Options Exchange (LIFFE)
伦敦期权市场 <haha> London Traded Options Market (LTOM)
伦敦证券交易所 <haha> London Stock Exchange (LSE)
冻结 <haha> locked up
冻结股份机制 <haha> securities-on-hold mechanism
原油期货 <haha> crude oil futures
套戥 / 套汇* / 套利* <haha> arbitrage
差价 <haha> spread
差额缴款 <haha> marks / marks payment
库存股份/股票 <haha> treasury stock
弱势货币 <haha> soft currency
息股证 <haha> Equity Linked Instrument (ELI)
挟仓 <haha> cornering; squeeze; short squeeze
时间值 <haha> time value; time premium
时间戳记 <haha> time stamp
核心盈利 <haha> core earnings
核准可赎回股份 <haha> approved redeemable share
核准借入人 <haha> approved borrower
核准借出代理人 <haha> approved lending agent
核数委员会(证监会) <haha> Audit Committee(SFC)
核数师 <haha> auditor
核数师报告 <haha> auditors' report
核证附注 <haha> verification notes
浮息存款证 <haha> floating rate certificate of deposit (FRCD)
浮息按揭 <haha> variable-rate mortgage
浮息票据 <haha> floating rate note (FRN)
海外发行人 <haha> overseas issuer
消耗性资产(期权) <haha> wasting asset(options)
流动性不足 / 流通性不足 <haha> illiquidity
流动资金 <haha> liquid capital
流动资金比率/幅度 <haha> liquidity ratio; liquidity margin
流动资金调节窗 <haha> Liquidity Adjustment Window (LAW)
流动资金调节机制(金管局) <haha> Liquidity Adjustment Facility (LAF)(HKMA)
流动资产 <haha> liquid asset
流通性 <haha> liquidity
流通风险 <haha> liquidity risk
流通量提供者 <haha> liquidity provider
特别限价盘 <haha> special limit order
特别处理股(中国内地) <haha> Special Treatment(Mainland China)
特别征费 <haha> Special Levy
特别转让股(中国内地) <haha> Particular Transfer(Mainland China)
特快登记/过户登记服务 <haha> expedited registration service
特殊项目 <haha> exceptional item
特许公认会计师公会 <haha> The Association of Chartered Certified Accountants (ACCA)
特许使用者 <haha> privileged user
特许财务分析员 <haha> chartered financial analyst
特许财务分析员公会 <haha> Institute of Chartered Financial Analysts
特许管理会计师公会 <haha> Chartered Institute of Management Accountants (CIMA)
「特许证券商」制度(美国) <haha> Specialist System(US)
特种国债(中国内地) <haha> Special Treasury(Mainland China)
特种备兑证资讯(大利市) <haha> exotic warrant information(Teletext)
特种认股证/非标准型认股证 <haha> exotic warrant
留存股票 <haha> treasury stock
留存盈利/收益 <haha> retained earnings; retained income
「粉红价单」(美国) <haha> Pink Sheets(US)
留存溢利/盈利 <haha> retained profits
留成资金 / 保留资金 <haha> retained capital
「粉红价单」(美国) <haha> Pink Sheets(US)
纯交易板 <haha> trading-only board
纸黄金 <haha> paper gold
索偿通知 <haha> claim notice
蚊型股 <haha> penny stock
被动受托人 <haha> bare trustee
讯息提示 <haha> alert message
讯框传送交易网络 <haha> frame relay trading network
托管人 <haha> custodian
托管商参与者(中央结算系统参与者) <haha> Custodian Participant(CCASS Participants)
记名证券 <haha> registered securities
记名证书 <haha> registered certificate
记账式国库券(中国内地) <haha> Registered Treasury(Mainland China)
财政司司长 <haha> Financial Secretary
财政年度 <haha> financial year
财政股东 <haha> financial shareholder
财政健全 <haha> financial integrity
财政部(中国内地) <haha> Ministry of Finance(Mainland China)
《财政资源规则》 <haha> Financial Resources Rules
财务申报 <haha> financial reporting
财务风险 <haha> financial risk; financial exposure
财务租赁 <haha> financial lease
财务通融 <haha> financial accomodation
财务业绩 <haha> financial results
财务摘要报告 <haha> summary financial report
财务监管 <haha> financial regulation
财务顾问 <haha> financial adviser
财经市场发展专责小组 <haha> The Financial Market Development Task Force
《财经有道 - - - 证券、期货及投资界专业道德实务指引》 <haha> Ethics in Practice - A Practical Guide for Financial Practitioners
财经事务及库务局 <haha> Financial Services and the Treasury